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Business Continuity Plan
Miller Capital Markets takes seriously its responsibilities to investors and the protection of pertinent information provided to us in conjunction with an investment product. The following Business Continuity Plan summarizes how we will respond to an emergency that would entail a significant disruption to our business.
Our firm's policy addresses safeguarding employees' lives and firm property, making a financial and operational assessment based on current events, quickly recovering and resuming operations and protecting all of the firm's books and records. As our business activity is limited in scope there should be minimal disruption in our ability to provide customer service.
All critical books and records of our firm are maintained in two separate locations. Our staff has the ability to function from any location with operational communication lines that the firm would determine is a secure site. Notification of new contact information will be available on our Web site www.millercapitalmarkets.net.
You may contact us with any questions at info@millercapitalmarkets.net. Our Business Continuity Plan is subject to change without notice. Any modifications to our Business Continuity Plan or our Privacy Policy will be included in the updated documents available on our Web site www.millercapitalmarkets.net.
As the nature of business disruption events are totally unpredictable, there can be no assurance that our business continuity program will be fully effective in mitigating all risks or within our planned timeframes. |